Pideya Learning Academy

Compliance in Document and Records Management

Upcoming Schedules

  • Live Online Training
  • Classroom Training

Date Venue Duration Fee (USD)
13 Jan - 17 Jan 2025 Live Online 5 Day 2750
31 Mar - 04 Apr 2025 Live Online 5 Day 2750
28 Apr - 02 May 2025 Live Online 5 Day 2750
23 Jun - 27 Jun 2025 Live Online 5 Day 2750
18 Aug - 22 Aug 2025 Live Online 5 Day 2750
08 Sep - 12 Sep 2025 Live Online 5 Day 2750
27 Oct - 31 Oct 2025 Live Online 5 Day 2750
08 Dec - 12 Dec 2025 Live Online 5 Day 2750

Course Overview

Managing electronic documents and records effectively is a critical capability for modern organizations in the digital era. The increasing demands for transparency, accountability, and adherence to stringent regulatory frameworks underscore the importance of robust document and records management strategies. The “Compliance in Document and Records Management” course offered by Pideya Learning Academy is meticulously designed to empower professionals with the knowledge and expertise to navigate these challenges seamlessly, fostering enhanced operational efficiency and compliance.
Organizations today grapple with the complexity of managing vast volumes of information. A recent study by AIIM (Association for Intelligent Information Management) revealed that nearly 45% of organizations encounter compliance risks and inefficiencies due to poor document management practices. Additionally, data breaches and non-compliance penalties cost businesses billions annually. This training directly addresses such risks by equipping participants with globally recognized standards, including ISO 15489 for Records Management, ISO 27001 for Information Security, and BS 10008 for Legal Admissibility. By adopting these standards, organizations can significantly enhance their compliance readiness while ensuring the integrity and security of their information assets.
Participants in this course will gain a comprehensive understanding of modern records management frameworks and strategies. The training delves into key areas such as the implementation of electronic records systems, governance standards, metadata management, and the development of records retention schedules. By exploring these topics, participants will learn to align their organization’s practices with international best practices and regulatory requirements. This alignment not only mitigates risks but also enhances the organization’s ability to respond effectively to audits, legal obligations, and stakeholder expectations.
A major highlight of this course is its focus on advanced techniques for organizing and securing information assets. Topics such as business classification schemes, taxonomy development, and advanced security measures are integral components of the curriculum. Participants will also explore the strategic aspects of records management, such as designing workflow processes, creating robust policies and procedures, and evaluating cutting-edge solutions in the document management marketplace. The course empowers participants to approach records management as a strategic asset rather than a compliance burden.
The “Compliance in Document and Records Management” course also emphasizes the role of technology in modernizing information management systems. With increasing reliance on digital transformation tools, organizations must leverage automation, artificial intelligence, and cloud-based solutions to streamline processes. This training highlights the integration of such technologies into records management practices, enabling participants to unlock the full potential of their organization’s information infrastructure. These skills are critical for achieving long-term operational excellence and sustaining compliance in a rapidly evolving regulatory landscape.
By the end of the course, participants will have a strong foundation in creating and implementing records management systems that meet both organizational and legal requirements. The key highlights of this training include:
Comprehensive Coverage of Global Standards: Understanding and applying internationally recognized standards such as ISO 15489, ISO 27001, and BS 10008 to ensure compliance and information security.
Strategic Information Governance: Developing robust governance frameworks and records retention schedules tailored to organizational needs.
Advanced Taxonomy and Classification: Implementing business classification schemes, metadata management, and taxonomy for effective document organization.
Integration of Modern Technologies: Leveraging automation, AI, and cloud-based solutions to enhance efficiency and secure records management systems.
Risk Mitigation and Compliance Assurance: Identifying and addressing compliance risks, ensuring adherence to regulatory frameworks, and safeguarding organizational reputation.
Enhanced Operational Efficiency: Streamlining document retrieval processes and establishing policies and procedures to foster accountability and transparency.
Audit and Legal Preparedness: Strengthening the organization’s ability to respond effectively to audits and legal inquiries with well-organized and compliant records.
The “Compliance in Document and Records Management” course by Pideya Learning Academy provides an unparalleled learning experience, blending theoretical knowledge with real-world applications to empower participants. This SEO-friendly training content ensures that organizations and individuals alike can discover the immense value of effective records management, unlocking opportunities for sustainable growth and compliance in today’s competitive landscape.

Key Takeaways:

  • Comprehensive Coverage of Global Standards: Understanding and applying internationally recognized standards such as ISO 15489, ISO 27001, and BS 10008 to ensure compliance and information security.
  • Strategic Information Governance: Developing robust governance frameworks and records retention schedules tailored to organizational needs.
  • Advanced Taxonomy and Classification: Implementing business classification schemes, metadata management, and taxonomy for effective document organization.
  • Integration of Modern Technologies: Leveraging automation, AI, and cloud-based solutions to enhance efficiency and secure records management systems.
  • Risk Mitigation and Compliance Assurance: Identifying and addressing compliance risks, ensuring adherence to regulatory frameworks, and safeguarding organizational reputation.
  • Enhanced Operational Efficiency: Streamlining document retrieval processes and establishing policies and procedures to foster accountability and transparency.
  • Audit and Legal Preparedness: Strengthening the organization’s ability to respond effectively to audits and legal inquiries with well-organized and compliant records.
  • Comprehensive Coverage of Global Standards: Understanding and applying internationally recognized standards such as ISO 15489, ISO 27001, and BS 10008 to ensure compliance and information security.
  • Strategic Information Governance: Developing robust governance frameworks and records retention schedules tailored to organizational needs.
  • Advanced Taxonomy and Classification: Implementing business classification schemes, metadata management, and taxonomy for effective document organization.
  • Integration of Modern Technologies: Leveraging automation, AI, and cloud-based solutions to enhance efficiency and secure records management systems.
  • Risk Mitigation and Compliance Assurance: Identifying and addressing compliance risks, ensuring adherence to regulatory frameworks, and safeguarding organizational reputation.
  • Enhanced Operational Efficiency: Streamlining document retrieval processes and establishing policies and procedures to foster accountability and transparency.
  • Audit and Legal Preparedness: Strengthening the organization’s ability to respond effectively to audits and legal inquiries with well-organized and compliant records.

Course Objectives

After completing this Pideya Learning Academy training, participants will learn to:
Understand advanced records management policies, procedures, and standards, including ISO 15489 and ISO 27001.
Develop business cases and requirements for the selection and procurement of document and records management systems.
Create comprehensive records management and information security plans tailored to organizational needs.
Explore advanced concepts such as workflow management, file planning, archiving, compliance, and version control.
Evaluate industry-leading solutions and vendors in the document and records management marketplace.
Implement metadata, business classification schemes, taxonomy, and retention plans effectively.
Navigate legislation, standards, and regulations governing electronic records management systems (ERMS).
Analyze current information sources and implement strategies for efficient information management.
Design classification structures and implement records retention schedules.
Establish advanced policies, procedures, access controls, and security measures for document management.
Develop storage models, audit trails, and utilize cutting-edge storage technologies to ensure document integrity.

Personal Benefits

Participants will benefit personally by:
Gaining a thorough understanding of global standards and best practices in document and records management.
Enhancing their ability to design and implement comprehensive records management systems.
Acquiring skills to mitigate compliance risks and ensure legal admissibility of records.
Developing expertise in advanced security measures for information management.
Building strategic insights to maximize the ROI of records management initiatives.

Organisational Benefits

Who Should Attend

This course is tailored for professionals involved in information, document, or records management and technology, including:
Compliance Officers and Managers
Information Security Managers
Records and Information Managers
Operations Managers
Knowledge Managers
Administrators and Librarians
By attending this course, participants will acquire the skills and knowledge required to transform organizational document and records management practices, ensuring long-term success and sustainability.

Course Outline

Module 1: Advanced Records Management Fundamentals
Introduction to Records Management Frameworks (ISO 15489) Overview of Information Security Standards (ISO 27001) Designing Records Management Audit Registers Developing File Plans and Metadata Plans Creating Comprehensive Retention Schedules Exploring Security Protocols and Compliance in Records Management
Module 2: Taxonomy and Classification Systems
Understanding Business Classification Schemes Developing Taxonomy for Record Organization Metadata Planning and Advanced Indexing Techniques Implementing Robust Document Control Mechanisms Designing Effective Classification Schemes for Enterprise Systems Integrating Compliance and Security into Classification Systems
Module 3: Regulatory Frameworks and Compliance
Analyzing Legislation and Industry Standards in Records Management Implementing Security Controls Based on ISO Standards Aligning Records Management Practices with Regulatory Requirements Assessing Organizational Compliance Readiness Developing Risk Mitigation Strategies in Records Management
Module 4: Information Management Systems
Evaluating IT Records Management Systems for Business Needs Exploring Enterprise Content Management (ECM) Platforms Scanning Protocols and Addressing Legal Considerations Planning Archiving and Retention Strategies for Digital Records Implementing Digital Signatures and Verification Processes
Module 5: Implementation Strategies and Policies
Creating a Comprehensive Implementation Roadmap Establishing Controls for Compliance with ISO Standards Drafting Policies and Procedures for Records Management Developing a Sustainable Records Management Action Plan Monitoring and Auditing Implementation Progress
Module 6: Technology Integration and Automation
Leveraging Automation Tools for Records Management Implementing Workflow Automation in Document Processing Utilizing Artificial Intelligence in Metadata Management Ensuring Security in Cloud-Based Records Management Systems Enhancing Efficiency with Digital Transformation Tools
Module 7: Practical Application Through Case Studies
Strategy Development in Records Management: Case Analysis Conceptualizing Taxonomies and Classification Systems: Group Discussion Process Optimization in IT and ECM Systems: Group Exercises Implementation Challenges and Solutions: Collaborative Brainstorming Presentations and Peer Evaluations of Case Study Outcomes
Module 8: Evaluation and Continuous Improvement
Methods for Evaluating Records Management Systems Strategies for Continuous Improvement in Compliance and Security Conducting Post-Implementation Reviews Addressing Evolving Challenges in Information Management Establishing Feedback Loops for Organizational Learning

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